VOTE vs FYC

Comparison between TCW TRANSFORM 500 ETF (VOTE, ETF) and FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND (FYC, ETF).

5-Year PerformanceVOTE has outperformed FYC, delivering a return of +13.1% compared to +10.0%

VOTE vs FYC - Performance Comparison

Log

Key Characteristics

Financial metrics and valuation ratios

Metric	VOTE(ETF)	FYC(ETF)
Net Assets	$1B	$1B
Expense Ratio	0.05%	0.70%
Max Drawdown	26.46%	48.07%
Sharpe Ratio	1.58	1.86
5Y Beta	0.99	1.16
P/E Ratio	29.98	90.16
Forward P/E	22.32	15.74
5Y Dividends CAGR	N/A	23.96%
5Y EPS CAGR	29.03%	11.20%
Debt to Equity	41.02%	210.81%
P/S Ratio	3.78	2.29
P/B Ratio	5.78	3.64

Net Assets

VOTE

$1B

FYC

$1B

Expense Ratio

Winner

VOTE

0.05%

FYC

0.70%

Max Drawdown

Winner

VOTE

26.46%

FYC

48.07%

Sharpe Ratio

VOTE

1.58

Winner

FYC

1.86

5Y Beta

Winner

VOTE

0.99

FYC

1.16

P/E Ratio

Winner

VOTE

29.98

FYC

90.16

Forward P/E

VOTE

22.32

Winner

FYC

15.74

5Y Dividends CAGR

VOTE

N/A

FYC

23.96%

5Y EPS CAGR

Winner

VOTE

29.03%

FYC

11.20%

Debt to Equity

Winner

VOTE

41.02%

FYC

210.81%

P/S Ratio

VOTE

3.78

Winner

FYC

2.29

P/B Ratio

VOTE

5.78

Winner

FYC

3.64

VOTE vs FYC - Holdings Comparison

VOTE and FYC have 1 common holdings. Overlap is 0.00%

VOTE's top 25 holdings weight is 49.93%. FYC's top 25 holdings weight is 21.97%.

Rank	VOTE	FYC
#1	NVIDIA CORP (NVDA) - 7.63%	MAXLINEAR INC (MXL) - 2.37%
#2	APPLE INC (AAPL) - 6.99%	T1 ENERGY INC (TE) - 1.28%
#3	MICROSOFT CORP (MSFT) - 4.70%	NAVITAS SEMICONDUCTOR CORP CLASS A (NVTS) - 1.14%
#4	AMAZON.COM INC (AMZN) - 4.09%	APPLIED OPTOELECTRONICS INC (AAOI) - 1.12%
#5	ALPHABET INC CLASS A (GOOGL) - 3.47%	GARRETT MOTION INC ORDINARY SHARES NEW (GTX) - 1.00%
#6	BROADCOM INC (AVGO) - 3.01%	MYR GROUP INC (MYRG) - 0.88%
#7	ALPHABET INC CLASS C (GOOG) - 2.98%	LIQUIDIA CORP ORDINARY SHARES (LQDA) - 0.85%
#8	META PLATFORMS INC CLASS A (META) - 2.13%	KAISER ALUMINUM CORP (KALU) - 0.82%
#9	TESLA INC (TSLA) - 1.90%	CECO ENVIRONMENTAL CORP (CECO) - 0.81%
#10	MICRON TECHNOLOGY INC (MU) - 1.60%	CUSTOM TRUCK ONE SOURCE INC CLASS A (CTOS) - 0.79%
#11	BERKSHIRE HATHAWAY INC CLASS B (BRK-B) - 1.35%	IRIDIUM COMMUNICATIONS INC (IRDM) - 0.77%
#12	ELI LILLY AND CO (LLY) - 1.32%	NLIGHT INC (LASR) - 0.77%
#13	JPMORGAN CHASE & CO (JPM) - 1.24%	RELAY THERAPEUTICS INC ORDINARY SHARES (RLAY) - 0.76%
#14	ADVANCED MICRO DEVICES INC (AMD) - 1.24%	CIMPRESS PLC (CMPR) - 0.76%
#15	EXXON MOBIL CORP (XOM) - 0.94%	BEL FUSE INC CLASS B (BELFB) - 0.75%
#16	JOHNSON & JOHNSON (JNJ) - 0.85%	SEZZLE INC (SEZL) - 0.74%
#17	VISA INC CLASS A (V) - 0.84%	ACADIAN ASSET MANAGEMENT INC (AAMI) - 0.74%
#18	INTEL CORP (INTC) - 0.81%	EZCORP INC REGISTERED SHS -A- NON VTG (EZPW) - 0.73%
#19	WALMART INC (WMT) - 0.78%	ANAPTYSBIO INC (ANAB) - 0.73%
#20	CISCO SYSTEMS INC (CSCO) - 0.72%	n/a (SEI) - 0.71%
#21	BOEING CO (BA) - 0.27%	DIVERSIFIED HEALTHCARE TRUST (DHC) - 0.71%
#22	TJX COMPANIES INC (TJX) - 0.27%	ACM RESEARCH INC CLASS A (ACMR) - 0.69%
#23	MARVELL TECHNOLOGY INC (MRVL) - 0.27%	CLEAR SECURE INC ORDINARY SHARES CLASS A (YOU) - 0.69%
#24	WESTERN DIGITAL CORP (WDC) - 0.27%	KODIAK GAS SERVICES INC (KGS) - 0.68%
#25	AMPHENOL CORP CLASS A (APH) - 0.26%	INHIBRX BIOSCIENCES INC (INBX) - 0.68%
Total Holdings	466	263

VOTE vs FYC - Historical Returns

Returns include dividend reinvestment.

Period	VOTE	FYC
1 month	+1.92%	-0.39%
3 months	+8.81%	+14.03%
6 months	+8.14%	+17.43%
1 year	+25.69%	+50.36%
5 years(CAGR)	+13.09%	+10.05%
10 years(CAGR)	N/A	+13.99%
Max(CAGR)	+13.09%	+12.25%

Winner

VOTE

+1.92%

FYC

-0.39%

VOTE

+8.81%

Winner

FYC

+14.03%

VOTE

+8.14%

Winner

FYC

+17.43%

VOTE

+25.69%

Winner

FYC

+50.36%

5Y(CAGR)

Winner

VOTE

+13.09%

FYC

+10.05%

10Y(CAGR)

VOTE

N/A

FYC

+13.99%

Max(CAGR)

Winner

VOTE

+13.09%

FYC

+12.25%

VOTE vs FYC - Annual Returns (2011 - 2026)

Returns include dividend reinvestment.

Year	VOTE	FYC
2026	+8.30%	+16.68%
2025	+18.12%	+23.86%
2024	+26.16%	+25.63%
2023	+28.07%	+15.95%
2022	-20.16%	-26.43%
2021	+12.07%	+22.81%
2020	N/A	+32.29%
2019	N/A	+16.68%
2018	N/A	-6.33%
2017	N/A	+22.14%
2016	N/A	+17.52%
2015	N/A	+2.61%
2014	N/A	+0.80%
2013	N/A	+39.85%
2012	N/A	+11.54%
2011	N/A	-6.30%

VOTE vs FYC Drawdown Comparison

The maximum drawdown for VOTE was -25.71%, occurring on Oct 14, 2022. Recovery took 492 trading sessions.

The maximum drawdown for FYC was -47.85%, occurring on Mar 18, 2020. Recovery took 556 trading sessions.

The current VOTE drawdown is -3.01%. The current FYC drawdown is -3.72%.

Rank	VOTE	FYC
#1	-25.71% Dec 29, 2021 - Dec 13, 2023	-47.85% Aug 31, 2018 - Nov 16, 2020
#2	-19.09% Feb 19, 2025 - Jun 26, 2025	-35.38% Nov 8, 2021 - Nov 6, 2024
#3	-9.10% Jan 28, 2026 - Apr 14, 2026	-27.86% Jul 7, 2011 - Sep 6, 2012
#4	-8.61% Jul 16, 2024 - Sep 19, 2024	-27.79% Nov 29, 2024 - Aug 13, 2025
#5	-5.50% Mar 28, 2024 - May 14, 2024	-19.75% Jun 23, 2015 - Jul 12, 2016
#6	-5.44% Sep 2, 2021 - Oct 20, 2021	-14.88% Mar 18, 2014 - Feb 20, 2015
#7	-5.26% Oct 28, 2025 - Dec 11, 2025	-13.52% Feb 12, 2021 - Nov 1, 2021
#8	-4.47% Nov 8, 2021 - Dec 27, 2021	-12.15% Sep 22, 2016 - Nov 17, 2016
#9	-4.34% Dec 6, 2024 - Jan 23, 2025	-11.31% Sep 14, 2012 - Jan 9, 2013
#10	-3.01% Jun 2, 2026 - Jun 5, 2026	-10.48% Jan 22, 2026 - Apr 13, 2026
#11	-2.97% Oct 8, 2025 - Oct 24, 2025	-9.71% Dec 24, 2013 - Mar 4, 2014
#12	-2.65% Jan 12, 2026 - Jan 27, 2026	-9.69% Apr 29, 2011 - Jul 7, 2011
#13	-2.62% Dec 11, 2025 - Dec 23, 2025	-9.31% Oct 24, 2025 - Dec 4, 2025
#14	-2.62% Jul 12, 2021 - Jul 23, 2021	-8.64% Jan 26, 2018 - Mar 9, 2018
#15	-2.62% Oct 18, 2024 - Nov 6, 2024	-6.28% Mar 20, 2013 - May 6, 2013

Correlation

Correlation between VOTE and FYC is 0.92 which considered as a very strong positive correlation - the stocks move almost identically together.

0.92

-101

Dividend Comparison (2011 - 2026)

VOTE vs FYC dividend yield comparison.

Year	VOTE	FYC
2026	0.20%	0.00%
2025	1.03%	0.08%
2024	1.18%	0.72%
2023	1.33%	0.58%
2022	1.54%	0.00%
2021	0.54%	0.63%
2020	0.00%	0.12%
2019	0.00%	0.39%
2018	0.00%	0.09%
2017	0.00%	0.10%
2016	0.00%	0.31%
2015	0.00%	0.21%
2014	0.00%	0.03%
2013	0.00%	0.02%
2012	0.00%	0.47%
2011	0.00%	0.00%