FYC vs VOTE

Comparison between FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND (FYC, ETF) and TCW TRANSFORM 500 ETF (VOTE, ETF).

5-Year PerformanceVOTE has outperformed FYC, delivering a return of +13.1% compared to +10.0%

FYC vs VOTE - Performance Comparison

Log

Key Characteristics

Financial metrics and valuation ratios

Metric	FYC(ETF)	VOTE(ETF)
Net Assets	$1B	$1B
Expense Ratio	0.70%	0.05%
Max Drawdown	48.07%	26.46%
Sharpe Ratio	1.86	1.58
5Y Beta	1.16	0.99
P/E Ratio	90.16	29.98
Forward P/E	15.74	22.32
5Y Dividends CAGR	23.96%	N/A
5Y EPS CAGR	11.20%	29.03%
Debt to Equity	210.81%	41.02%
P/S Ratio	2.29	3.78
P/B Ratio	3.64	5.78

Net Assets

FYC

$1B

VOTE

$1B

Expense Ratio

FYC

0.70%

Winner

VOTE

0.05%

Max Drawdown

FYC

48.07%

Winner

VOTE

26.46%

Sharpe Ratio

Winner

FYC

1.86

VOTE

1.58

5Y Beta

FYC

1.16

Winner

VOTE

0.99

P/E Ratio

FYC

90.16

Winner

VOTE

29.98

Forward P/E

Winner

FYC

15.74

VOTE

22.32

5Y Dividends CAGR

FYC

23.96%

VOTE

N/A

5Y EPS CAGR

FYC

11.20%

Winner

VOTE

29.03%

Debt to Equity

FYC

210.81%

Winner

VOTE

41.02%

P/S Ratio

Winner

FYC

2.29

VOTE

3.78

P/B Ratio

Winner

FYC

3.64

VOTE

5.78

FYC vs VOTE - Holdings Comparison

FYC and VOTE have 1 common holdings. Overlap is 0.00%

FYC's top 25 holdings weight is 21.97%. VOTE's top 25 holdings weight is 49.93%.

Rank	FYC	VOTE
#1	MAXLINEAR INC (MXL) - 2.37%	NVIDIA CORP (NVDA) - 7.63%
#2	T1 ENERGY INC (TE) - 1.28%	APPLE INC (AAPL) - 6.99%
#3	NAVITAS SEMICONDUCTOR CORP CLASS A (NVTS) - 1.14%	MICROSOFT CORP (MSFT) - 4.70%
#4	APPLIED OPTOELECTRONICS INC (AAOI) - 1.12%	AMAZON.COM INC (AMZN) - 4.09%
#5	GARRETT MOTION INC ORDINARY SHARES NEW (GTX) - 1.00%	ALPHABET INC CLASS A (GOOGL) - 3.47%
#6	MYR GROUP INC (MYRG) - 0.88%	BROADCOM INC (AVGO) - 3.01%
#7	LIQUIDIA CORP ORDINARY SHARES (LQDA) - 0.85%	ALPHABET INC CLASS C (GOOG) - 2.98%
#8	KAISER ALUMINUM CORP (KALU) - 0.82%	META PLATFORMS INC CLASS A (META) - 2.13%
#9	CECO ENVIRONMENTAL CORP (CECO) - 0.81%	TESLA INC (TSLA) - 1.90%
#10	CUSTOM TRUCK ONE SOURCE INC CLASS A (CTOS) - 0.79%	MICRON TECHNOLOGY INC (MU) - 1.60%
#11	IRIDIUM COMMUNICATIONS INC (IRDM) - 0.77%	BERKSHIRE HATHAWAY INC CLASS B (BRK-B) - 1.35%
#12	NLIGHT INC (LASR) - 0.77%	ELI LILLY AND CO (LLY) - 1.32%
#13	RELAY THERAPEUTICS INC ORDINARY SHARES (RLAY) - 0.76%	JPMORGAN CHASE & CO (JPM) - 1.24%
#14	CIMPRESS PLC (CMPR) - 0.76%	ADVANCED MICRO DEVICES INC (AMD) - 1.24%
#15	BEL FUSE INC CLASS B (BELFB) - 0.75%	EXXON MOBIL CORP (XOM) - 0.94%
#16	SEZZLE INC (SEZL) - 0.74%	JOHNSON & JOHNSON (JNJ) - 0.85%
#17	ACADIAN ASSET MANAGEMENT INC (AAMI) - 0.74%	VISA INC CLASS A (V) - 0.84%
#18	EZCORP INC REGISTERED SHS -A- NON VTG (EZPW) - 0.73%	INTEL CORP (INTC) - 0.81%
#19	ANAPTYSBIO INC (ANAB) - 0.73%	WALMART INC (WMT) - 0.78%
#20	n/a (SEI) - 0.71%	CISCO SYSTEMS INC (CSCO) - 0.72%
#21	DIVERSIFIED HEALTHCARE TRUST (DHC) - 0.71%	BOEING CO (BA) - 0.27%
#22	ACM RESEARCH INC CLASS A (ACMR) - 0.69%	TJX COMPANIES INC (TJX) - 0.27%
#23	CLEAR SECURE INC ORDINARY SHARES CLASS A (YOU) - 0.69%	MARVELL TECHNOLOGY INC (MRVL) - 0.27%
#24	KODIAK GAS SERVICES INC (KGS) - 0.68%	WESTERN DIGITAL CORP (WDC) - 0.27%
#25	INHIBRX BIOSCIENCES INC (INBX) - 0.68%	AMPHENOL CORP CLASS A (APH) - 0.26%
Total Holdings	263	466

FYC vs VOTE - Historical Returns

Returns include dividend reinvestment.

Period	FYC	VOTE
1 month	-0.39%	+1.92%
3 months	+14.03%	+8.81%
6 months	+17.43%	+8.14%
1 year	+50.36%	+25.69%
5 years(CAGR)	+10.05%	+13.09%
10 years(CAGR)	+13.99%	N/A
Max(CAGR)	+12.25%	+13.09%

FYC

-0.39%

Winner

VOTE

+1.92%

Winner

FYC

+14.03%

VOTE

+8.81%

Winner

FYC

+17.43%

VOTE

+8.14%

Winner

FYC

+50.36%

VOTE

+25.69%

5Y(CAGR)

FYC

+10.05%

Winner

VOTE

+13.09%

10Y(CAGR)

FYC

+13.99%

VOTE

N/A

Max(CAGR)

FYC

+12.25%

Winner

VOTE

+13.09%

FYC vs VOTE - Annual Returns (2011 - 2026)

Returns include dividend reinvestment.

Year	FYC	VOTE
2026	+16.68%	+8.30%
2025	+23.86%	+18.12%
2024	+25.63%	+26.16%
2023	+15.95%	+28.07%
2022	-26.43%	-20.16%
2021	+22.81%	+12.07%
2020	+32.29%	N/A
2019	+16.68%	N/A
2018	-6.33%	N/A
2017	+22.14%	N/A
2016	+17.52%	N/A
2015	+2.61%	N/A
2014	+0.80%	N/A
2013	+39.85%	N/A
2012	+11.54%	N/A
2011	-6.30%	N/A

FYC vs VOTE Drawdown Comparison

The maximum drawdown for FYC was -47.85%, occurring on Mar 18, 2020. Recovery took 556 trading sessions.

The maximum drawdown for VOTE was -25.71%, occurring on Oct 14, 2022. Recovery took 492 trading sessions.

The current FYC drawdown is -3.72%. The current VOTE drawdown is -3.01%.

Rank	FYC	VOTE
#1	-47.85% Aug 31, 2018 - Nov 16, 2020	-25.71% Dec 29, 2021 - Dec 13, 2023
#2	-35.38% Nov 8, 2021 - Nov 6, 2024	-19.09% Feb 19, 2025 - Jun 26, 2025
#3	-27.86% Jul 7, 2011 - Sep 6, 2012	-9.10% Jan 28, 2026 - Apr 14, 2026
#4	-27.79% Nov 29, 2024 - Aug 13, 2025	-8.61% Jul 16, 2024 - Sep 19, 2024
#5	-19.75% Jun 23, 2015 - Jul 12, 2016	-5.50% Mar 28, 2024 - May 14, 2024
#6	-14.88% Mar 18, 2014 - Feb 20, 2015	-5.44% Sep 2, 2021 - Oct 20, 2021
#7	-13.52% Feb 12, 2021 - Nov 1, 2021	-5.26% Oct 28, 2025 - Dec 11, 2025
#8	-12.15% Sep 22, 2016 - Nov 17, 2016	-4.47% Nov 8, 2021 - Dec 27, 2021
#9	-11.31% Sep 14, 2012 - Jan 9, 2013	-4.34% Dec 6, 2024 - Jan 23, 2025
#10	-10.48% Jan 22, 2026 - Apr 13, 2026	-3.01% Jun 2, 2026 - Jun 5, 2026
#11	-9.71% Dec 24, 2013 - Mar 4, 2014	-2.97% Oct 8, 2025 - Oct 24, 2025
#12	-9.69% Apr 29, 2011 - Jul 7, 2011	-2.65% Jan 12, 2026 - Jan 27, 2026
#13	-9.31% Oct 24, 2025 - Dec 4, 2025	-2.62% Dec 11, 2025 - Dec 23, 2025
#14	-8.64% Jan 26, 2018 - Mar 9, 2018	-2.62% Jul 12, 2021 - Jul 23, 2021
#15	-6.28% Mar 20, 2013 - May 6, 2013	-2.62% Oct 18, 2024 - Nov 6, 2024

Correlation

Correlation between FYC and VOTE is 0.92 which considered as a very strong positive correlation - the stocks move almost identically together.

0.92

-101

Dividend Comparison (2011 - 2026)

FYC vs VOTE dividend yield comparison.

Year	FYC	VOTE
2026	0.00%	0.20%
2025	0.08%	1.03%
2024	0.72%	1.18%
2023	0.58%	1.33%
2022	0.00%	1.54%
2021	0.63%	0.54%
2020	0.12%	0.00%
2019	0.39%	0.00%
2018	0.09%	0.00%
2017	0.10%	0.00%
2016	0.31%	0.00%
2015	0.21%	0.00%
2014	0.03%	0.00%
2013	0.02%	0.00%
2012	0.47%	0.00%
2011	0.00%	0.00%