FYC vs IAI
Comparison between FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND (FYC, ETF) and ISHARES U.S. BROKER-DEALERS & SECURITIES EXCHANGES ETF (IAI, ETF).
5-Year PerformanceIAI has outperformed FYC, delivering a return of +14.8% compared to +11.9%
FYC vs IAI - Performance Comparison
Key Characteristics
Financial metrics and valuation ratios
Net Assets
FYC
$1.30B
IAI
$1.30B
Expense Ratio
FYC
0.70%
Winner
IAI
0.38%
Max Drawdown
Winner
FYC
48.07%
IAI
75.80%
Sharpe Ratio
Winner
FYC
1.84
IAI
0.35
5Y Beta
FYC
1.16
Winner
IAI
1.06
P/E Ratio
FYC
154.63
Winner
IAI
22.96
Forward P/E
Winner
FYC
16.02
IAI
19.57
PEG Ratio
FYC
N/A
IAI
0.55
5Y Dividends CAGR
Winner
FYC
23.48%
IAI
12.58%
5Y EPS CAGR
FYC
10.38%
Winner
IAI
13.71%
Debt to Equity
FYC
329.52%
Winner
IAI
73.54%
P/S Ratio
Winner
FYC
2.39
IAI
3.19
P/B Ratio
Winner
FYC
3.71
IAI
3.82
FYC vs IAI - Holdings Comparison
FYC and IAI have 2 common holdings. Overlap is -0.02%
FYC's top 25 holdings weight is 17.17%. IAI's top 25 holdings weight is 97.48%.
| Rank | FYC | IAI |
|---|---|---|
| #1 | DAVE INC ORDINARY SHARES CLASS A (DAVE) - 0.78% | THE GOLDMAN SACHS GROUP INC (GS) - 20.08% |
| #2 | ACADIAN ASSET MANAGEMENT INC (AAMI) - 0.77% | MORGAN STANLEY (MS) - 16.95% |
| #3 | FIRST ADVANTAGE CORP (FA) - 0.77% | CHARLES SCHWAB CORP (SCHW) - 8.65% |
| #4 | n/a (SHLS) - 0.77% | ROBINHOOD MARKETS INC CLASS A (HOOD) - 5.58% |
| #5 | REMITLY GLOBAL INC (RELY) - 0.74% | MOODYS CORP (MCO) - 4.61% |
| #6 | FLYWIRE CORP (FLYW) - 0.71% | S&P GLOBAL INC (SPGI) - 4.31% |
| #7 | OSCAR HEALTH INC CLASS A (OSCR) - 0.71% | INTERCONTINENTAL EXCHANGE INC (ICE) - 4.00% |
| #8 | PITNEY BOWES INC (PBI) - 0.69% | MSCI INC (MSCI) - 3.92% |
| #9 | RELAY THERAPEUTICS INC ORDINARY SHARES (RLAY) - 0.69% | CME GROUP INC CLASS A (CME) - 3.88% |
| #10 | NATIONAL HEALTHCARE CORP (NHC) - 0.68% | INTERACTIVE BROKERS GROUP INC CLASS A (IBKR) - 3.84% |
| #11 | n/a (HNGE) - 0.68% | NASDAQ INC (NDAQ) - 3.42% |
| #12 | n/a (LFST) - 0.68% | COINBASE GLOBAL INC ORDINARY SHARES CLASS A (COIN) - 3.28% |
| #13 | XOMETRY INC ORDINARY SHARES CLASS A (XMTR) - 0.68% | RAYMOND JAMES FINANCIAL INC (RJF) - 2.54% |
| #14 | THE CHEFS' WAREHOUSE INC (CHEF) - 0.67% | CBOE GLOBAL MARKETS INC (CBOE) - 2.40% |
| #15 | CIMPRESS PLC (CMPR) - 0.67% | LPL FINANCIAL HOLDINGS INC (LPLA) - 2.17% |
| #16 | OPENLANE INC (OPLN) - 0.66% | EVERCORE INC CLASS A (EVR) - 1.23% |
| #17 | NEOGENOMICS INC (NEO) - 0.66% | TRADEWEB MARKETS INC (TW) - 1.09% |
| #18 | TRAVERE THERAPEUTICS INC ORDINARY SHARES (TVTX) - 0.66% | STIFEL FINANCIAL CORP (SF) - 1.02% |
| #19 | DXP ENTERPRISES INC (DXPE) - 0.65% | FACTSET RESEARCH SYSTEMS INC (FDS) - 0.83% |
| #20 | HEALTHCARE SERVICES GROUP INC (HCSG) - 0.65% | STONEX GROUP INC (SNEX) - 0.81% |
| #21 | LIQUIDIA CORP ORDINARY SHARES (LQDA) - 0.64% | JEFFERIES FINANCIAL GROUP INC (JEF) - 0.77% |
| #22 | CLEANSPARK INC (CLSK) - 0.64% | HOULIHAN LOKEY INC CLASS A (HLI) - 0.69% |
| #23 | NLIGHT INC (LASR) - 0.64% | BLACKROCK CASH FUNDS TREASURY SL AGENCY (n/a) - 0.47% |
| #24 | ENCORE CAPITAL GROUP INC (ECPG) - 0.64% | MOELIS & CO CLASS A (MC) - 0.47% |
| #25 | BLUE BIRD CORP (BLBD) - 0.64% | VIRTU FINANCIAL INC CLASS A (VIRT) - 0.47% |
| Total Holdings | 265 | 39 |
FYC vs IAI - Historical Returns
Returns include dividend reinvestment.
1M
FYC
+0.47%
Winner
IAI
+1.02%
3M
Winner
FYC
+10.46%
IAI
+6.13%
6M
Winner
FYC
+18.95%
IAI
+1.57%
1Y
Winner
FYC
+51.52%
IAI
+10.19%
5Y(CAGR)
FYC
+11.89%
Winner
IAI
+14.83%
10Y(CAGR)
FYC
+14.41%
Winner
IAI
+19.13%
Max(CAGR)
Winner
FYC
+12.69%
IAI
+8.28%
FYC vs IAI - Annual Returns (2006 - 2026)
Returns include dividend reinvestment.
| Year | FYC | IAI |
|---|---|---|
| 2026 | +25.57% | +4.44% |
| 2025 | +23.86% | +25.49% |
| 2024 | +25.63% | +35.52% |
| 2023 | +15.95% | +14.79% |
| 2022 | -26.43% | -11.75% |
| 2021 | +22.81% | +41.17% |
| 2020 | +32.29% | +17.15% |
| 2019 | +16.68% | +23.36% |
| 2018 | -6.33% | -9.42% |
| 2017 | +22.14% | +27.80% |
| 2016 | +17.52% | +24.66% |
| 2015 | +2.61% | -0.96% |
| 2014 | +0.80% | +12.35% |
| 2013 | +39.85% | +61.82% |
| 2012 | +11.54% | +13.26% |
| 2011 | -6.30% | -28.09% |
| 2010 | N/A | +2.58% |
| 2009 | N/A | +39.54% |
| 2008 | N/A | -59.22% |
| 2007 | N/A | -5.34% |
| 2006 | N/A | +5.67% |
FYC vs IAI Drawdown Comparison
The maximum drawdown for FYC was -47.85%, occurring on Mar 18, 2020. Recovery took 556 trading sessions.
The maximum drawdown for IAI was -75.46%, occurring on Nov 20, 2008. Recovery took 2385 trading sessions.
The current FYC drawdown is -4.46%. The current IAI drawdown is -3.93%.
| Rank | FYC | IAI |
|---|---|---|
| #1 | -47.85% Aug 31, 2018 - Nov 16, 2020 | -75.46% Jun 20, 2007 - Dec 7, 2016 |
| #2 | -35.38% Nov 8, 2021 - Nov 6, 2024 | -40.38% Feb 20, 2020 - Nov 23, 2020 |
| #3 | -27.86% Jul 7, 2011 - Sep 6, 2012 | -28.84% Nov 2, 2021 - Mar 4, 2024 |
| #4 | -27.79% Nov 29, 2024 - Aug 13, 2025 | -23.98% Mar 12, 2018 - Nov 25, 2019 |
| #5 | -19.75% Jun 23, 2015 - Jul 12, 2016 | -23.14% Feb 18, 2025 - Jun 18, 2025 |
| #6 | -14.88% Mar 18, 2014 - Feb 20, 2015 | -19.73% May 9, 2006 - Oct 5, 2006 |
| #7 | -13.52% Feb 12, 2021 - Nov 1, 2021 | -16.52% Jan 15, 2026 - Jul 6, 2026 |
| #8 | -12.15% Sep 22, 2016 - Nov 17, 2016 | -12.16% Feb 7, 2007 - Jun 15, 2007 |
| #9 | -11.31% Sep 14, 2012 - Jan 9, 2013 | -9.18% Jan 12, 2021 - Feb 16, 2021 |
| #10 | -10.48% Jan 22, 2026 - Apr 13, 2026 | -8.41% Mar 1, 2017 - Jun 28, 2017 |
| #11 | -9.71% Dec 24, 2013 - Mar 4, 2014 | -8.12% Feb 1, 2018 - Mar 6, 2018 |
| #12 | -9.69% Apr 29, 2011 - Jul 7, 2011 | -7.77% Nov 27, 2024 - Jan 21, 2025 |
| #13 | -9.31% Oct 24, 2025 - Dec 4, 2025 | -7.07% Aug 27, 2021 - Oct 15, 2021 |
| #14 | -8.64% Jan 26, 2018 - Mar 9, 2018 | -7.01% Jul 26, 2024 - Aug 16, 2024 |
| #15 | -6.28% Mar 20, 2013 - May 6, 2013 | -6.97% Nov 12, 2025 - Dec 9, 2025 |
Correlation
Correlation between FYC and IAI is 0.97 which considered as a very strong positive correlation - the stocks move almost identically together.
0.97
-101
Dividend Comparison (2006 - 2026)
FYC vs IAI dividend yield comparison.
| Year | FYC | IAI |
|---|---|---|
| 2026 | 0.11% | 0.62% |
| 2025 | 0.08% | 0.95% |
| 2024 | 0.72% | 1.05% |
| 2023 | 0.58% | 1.80% |
| 2022 | 0.00% | 2.14% |
| 2021 | 0.63% | 1.31% |
| 2020 | 0.12% | 1.55% |
| 2019 | 0.39% | 1.52% |
| 2018 | 0.09% | 1.58% |
| 2017 | 0.10% | 1.37% |
| 2016 | 0.31% | 1.49% |
| 2015 | 0.21% | 1.31% |
| 2014 | 0.03% | 1.13% |
| 2013 | 0.02% | 1.13% |
| 2012 | 0.47% | 2.97% |
| 2011 | 0.00% | 1.25% |
| 2010 | 0.00% | 1.62% |
| 2009 | 0.00% | 0.57% |
| 2008 | 0.00% | 2.28% |
| 2007 | 0.00% | 0.68% |
| 2006 | 0.00% | 0.20% |
Select Stocks to Compare
Popular: FYC vs SPYIAI vs SPY
More Comparisons
Compare with similar stocks