FNK vs ROKT
Comparison between FIRST TRUST MID CAP VALUE ALPHADEX FUND (FNK, ETF) and STATE STREET(R) SPDR(R) S&P KENSHO FINAL FRONTIERS ETF (ROKT, ETF).
5-Year PerformanceROKT has outperformed FNK, delivering a return of +23.0% compared to +8.9%
FNK vs ROKT - Performance Comparison
Key Characteristics
Financial metrics and valuation ratios
Net Assets
FNK
$228M
Winner
ROKT
$228M
Expense Ratio
FNK
0.74%
Winner
ROKT
0.45%
Max Drawdown
FNK
52.09%
Winner
ROKT
43.29%
Sharpe Ratio
FNK
0.93
Winner
ROKT
1.47
5Y Beta
Winner
FNK
0.84
ROKT
1.22
P/E Ratio
Winner
FNK
13.19
ROKT
58.85
Forward P/E
Winner
FNK
12.21
ROKT
24.44
PEG Ratio
FNK
N/A
ROKT
0.72
5Y Dividends CAGR
Winner
FNK
9.88%
ROKT
-12.71%
5Y EPS CAGR
FNK
8.06%
Winner
ROKT
10.15%
Debt to Equity
Winner
FNK
59.06%
ROKT
59.81%
P/S Ratio
Winner
FNK
0.94
ROKT
2.68
P/B Ratio
Winner
FNK
1.54
ROKT
4.71
FNK vs ROKT - Holdings Comparison
FNK and ROKT have 3 common holdings. Overlap is 0.58%
FNK's top 25 holdings weight is 20.36%. ROKT's top 25 holdings weight is 76.46%.
| Rank | FNK | ROKT |
|---|---|---|
| #1 | VORNADO REALTY TRUST (VNO) - 1.04% | OCEANEERING INTERNATIONAL INC (OII) - 3.94% |
| #2 | MERITAGE HOMES CORP (MTH) - 0.94% | DUCOMMUN INC (DCO) - 3.85% |
| #3 | KILROY REALTY CORP (KRC) - 0.92% | RTX CORP (RTX) - 3.83% |
| #4 | MACY'S INC (M) - 0.90% | FORUM ENERGY TECHNOLOGIES INC (FET) - 3.75% |
| #5 | SIRIUS XM HOLDINGS INC (SIRI) - 0.88% | LOCKHEED MARTIN CORP (LMT) - 3.49% |
| #6 | TAYLOR MORRISON HOME CORP (TMHC) - 0.85% | TELEDYNE TECHNOLOGIES INC (TDY) - 3.49% |
| #7 | MOHAWK INDUSTRIES INC (MHK) - 0.85% | HEICO CORP (HEI) - 3.45% |
| #8 | TOLL BROTHERS INC (TOL) - 0.83% | BOEING CO (BA) - 3.39% |
| #9 | SOLVENTUM CORP (SOLV) - 0.82% | HEXCEL CORP (HXL) - 3.34% |
| #10 | MATSON INC (MATX) - 0.81% | IRIDIUM COMMUNICATIONS INC (IRDM) - 3.27% |
| #11 | EPR PROPERTIES (EPR) - 0.80% | MOOG INC CLASS A (MOG-A) - 3.26% |
| #12 | LITHIA MOTORS INC CLASS A (LAD) - 0.80% | NORTHROP GRUMMAN CORP (NOC) - 3.23% |
| #13 | GENTEX CORP (GNTX) - 0.80% | VOYAGER TECHNOLOGIES INC CLASS A (VOYG) - 3.15% |
| #14 | FIRST AMERICAN FINANCIAL CORP (FAF) - 0.79% | ESCO TECHNOLOGIES INC (ESE) - 3.00% |
| #15 | RADIAN GROUP INC (RDN) - 0.79% | VIASAT INC (VSAT) - 2.94% |
| #16 | BANK OZK (OZK) - 0.78% | L3HARRIS TECHNOLOGIES INC (LHX) - 2.91% |
| #17 | ALASKA AIR GROUP INC (ALK) - 0.78% | REDWIRE CORP (RDW) - 2.67% |
| #18 | ENACT HOLDINGS INC (ACT) - 0.77% | SPIRE GLOBAL INC ORDINARY SHARES CLASS A (SPIR) - 2.60% |
| #19 | ESSENT GROUP LTD (ESNT) - 0.76% | GENERAL DYNAMICS CORP (GD) - 2.48% |
| #20 | LYFT INC CLASS A (LYFT) - 0.76% | HUNTINGTON INGALLS INDUSTRIES INC (HII) - 2.45% |
| #21 | MILLROSE PROPERTIES INC CLASS A (MRP) - 0.74% | LEIDOS HOLDINGS INC (LDOS) - 2.45% |
| #22 | RENAISSANCERE HOLDINGS LTD (RNR) - 0.74% | STANDEX INTERNATIONAL CORP (SXI) - 2.41% |
| #23 | MGIC INVESTMENT CORP (MTG) - 0.74% | AMPHENOL CORP CLASS A (APH) - 2.40% |
| #24 | BOYD GAMING CORP (BYD) - 0.74% | KBR INC (KBR) - 2.38% |
| #25 | BIO-RAD LABORATORIES INC CLASS A (BIO) - 0.73% | FIREFLY AEROSPACE INC (FLY) - 2.33% |
| Total Holdings | 226 | 38 |
FNK vs ROKT - Historical Returns
Returns include dividend reinvestment.
1M
Winner
FNK
+2.50%
ROKT
+0.16%
3M
Winner
FNK
+8.82%
ROKT
-14.38%
6M
Winner
FNK
+8.64%
ROKT
+7.69%
1Y
FNK
+17.34%
Winner
ROKT
+58.45%
5Y(CAGR)
FNK
+8.92%
Winner
ROKT
+23.02%
10Y(CAGR)
FNK
+9.81%
ROKT
N/A
Max(CAGR)
FNK
+9.44%
Winner
ROKT
+19.19%
FNK vs ROKT - Annual Returns (2011 - 2026)
Returns include dividend reinvestment.
| Year | FNK | ROKT |
|---|---|---|
| 2026 | +15.72% | +26.01% |
| 2025 | +5.90% | +49.87% |
| 2024 | +6.75% | +29.56% |
| 2023 | +20.79% | +14.50% |
| 2022 | -7.60% | -1.24% |
| 2021 | +35.96% | +7.93% |
| 2020 | +1.89% | +6.47% |
| 2019 | +20.40% | +40.67% |
| 2018 | -15.00% | -13.19% |
| 2017 | +10.86% | N/A |
| 2016 | +27.61% | N/A |
| 2015 | -12.75% | N/A |
| 2014 | +7.20% | N/A |
| 2013 | +34.14% | N/A |
| 2012 | +15.34% | N/A |
| 2011 | -7.39% | N/A |
FNK vs ROKT Drawdown Comparison
The maximum drawdown for FNK was -50.70%, occurring on Mar 23, 2020. Recovery took 598 trading sessions.
The maximum drawdown for ROKT was -43.16%, occurring on Mar 23, 2020. Recovery took 209 trading sessions.
The current FNK drawdown is -0.34%. The current ROKT drawdown is -18.43%.
| Rank | FNK | ROKT |
|---|---|---|
| #1 | -50.70% Aug 21, 2018 - Jan 6, 2021 | -43.16% Feb 11, 2020 - Dec 8, 2020 |
| #2 | -27.38% Apr 15, 2015 - Nov 17, 2016 | -23.47% Jan 21, 2025 - Jun 23, 2025 |
| #3 | -26.21% Jul 7, 2011 - Feb 3, 2012 | -23.29% Jun 25, 2021 - Jun 16, 2023 |
| #4 | -25.16% Nov 25, 2024 - Jan 6, 2026 | -22.83% May 28, 2026 - Jul 29, 2026 |
| #5 | -20.40% Jan 14, 2022 - Jan 27, 2023 | -17.95% Oct 23, 2018 - Feb 6, 2019 |
| #6 | -17.79% Feb 2, 2023 - Dec 14, 2023 | -14.43% Jul 20, 2023 - Dec 22, 2023 |
| #7 | -14.06% Mar 19, 2012 - Sep 14, 2012 | -11.40% Mar 2, 2026 - Apr 8, 2026 |
| #8 | -13.01% Jul 1, 2014 - Apr 15, 2015 | -10.28% Oct 8, 2025 - Dec 10, 2025 |
| #9 | -10.06% Jan 23, 2018 - Aug 20, 2018 | -8.76% Jan 27, 2026 - Feb 19, 2026 |
| #10 | -9.48% Sep 14, 2012 - Dec 18, 2012 | -8.47% Nov 29, 2024 - Jan 21, 2025 |
| #11 | -9.13% Feb 6, 2026 - Jun 11, 2026 | -7.55% Jul 31, 2024 - Aug 19, 2024 |
| #12 | -8.86% Jul 31, 2024 - Nov 6, 2024 | -6.97% Dec 27, 2023 - May 9, 2024 |
| #13 | -8.69% May 7, 2021 - Oct 19, 2021 | -6.85% Dec 11, 2025 - Dec 22, 2025 |
| #14 | -8.00% Nov 16, 2021 - Jan 4, 2022 | -6.81% Apr 17, 2026 - May 11, 2026 |
| #15 | -7.50% Mar 28, 2024 - Jul 16, 2024 | -6.25% Feb 9, 2021 - Mar 12, 2021 |
Correlation
Correlation between FNK and ROKT is 0.81 which considered as a strong positive correlation - the stocks tend to move together.
0.81
-101
Dividend Comparison (2011 - 2026)
FNK vs ROKT dividend yield comparison.
| Year | FNK | ROKT |
|---|---|---|
| 2026 | 0.65% | 0.10% |
| 2025 | 1.53% | 0.41% |
| 2024 | 1.63% | 0.57% |
| 2023 | 1.76% | 0.62% |
| 2022 | 1.66% | 0.54% |
| 2021 | 1.27% | 1.79% |
| 2020 | 1.61% | 0.48% |
| 2019 | 1.82% | 0.74% |
| 2018 | 1.76% | 0.16% |
| 2017 | 1.40% | 0.00% |
| 2016 | 1.38% | 0.00% |
| 2015 | 1.45% | 0.00% |
| 2014 | 1.08% | 0.00% |
| 2013 | 0.77% | 0.00% |
| 2012 | 1.71% | 0.00% |
| 2011 | 0.59% | 0.00% |
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